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Question 1 of 10
1. Question
When targeting professional investors, what restrictions apply to fund promotion?
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Question 2 of 10
2. Question
Under the UCITS regime, what comprises the ‘Notification File’ for cross-border distributions of UCITS?
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Question 3 of 10
3. Question
Why can’t the UK use UCITS funds?
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Question 4 of 10
4. Question
What does ‘Ability to get your money back’ refer to in the financial services industry?
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Question 5 of 10
5. Question
What must be included in a financial promotion to comply with regulations?
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Question 6 of 10
6. Question
What is the definition of financial promotion?
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Question 7 of 10
7. Question
Which regulatory body is responsible for setting rules and guidance on financial promotions?
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Question 8 of 10
8. Question
What actions can the FCA take if they find a financial promotion to be misleading?
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Question 9 of 10
9. Question
Treating customers fairly involves:
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Question 10 of 10
10. Question
What is the primary purpose of the European passport in the UCITS regime?
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